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The AI register and the ICT third-party register: keeping them in step

The DORA register of ICT third parties and the AI register list the same vendors. How to avoid duplicate work and keep both up to date with what is actually used.

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Quick answer

The DORA register of information on ICT third parties and an AI register describe many of the same vendors, but answer different questions. The first is about contracts: which ICT service, which function it supports, how critical that is, what has been agreed. The second is about use: which AI tool, which data goes in, what the organisation has decided and when that is reviewed. Keep the vendor facts in one place, refer from one register to the other and feed both from what is actually opened in the organisation. That way you have two lists describing one reality, not two realities.

01

The third-party register describes contracts, the AI register describes use and decisions

02

Vendor, country, subcontractors and contract overlap; function, criticality, data and decision do not

03

Every field has one owner and one place; the other register refers to it

04

An AI service without a contract is recorded in the AI register with no decision yet and only enters the third-party register after procurement

05

Observed use shows what is in neither list

At an insurer, two spreadsheets sit side by side. One, the register of information, belongs to the risk function and lists the contractual arrangements with ICT third parties, as DORA requires. The other, the AI register, belongs to the DPO. Microsoft appears in both: in one with the contract date, the supported function and subcontractors, in the other as "Copilot, allowed, no client data in prompts". The country of establishment is in both, and wrong in one of them.

That is how one reality turns into two. The registers cover the same vendors but ask different questions: one asks what has been agreed, the other what is used and what has been decided. The answer is not one big register, but one place for each fact, a reference between the lists and a shared source for what is actually opened. Our guide to the AI register covers what it is and which fields belong in it; our article on AI and DORA explains why an AI service is a third-party ICT service under DORA.

What are the two registers about?

The register of information answers the regulator's question: which ICT third parties does this entity depend on, which functions do they support, how critical are those functions and what has been agreed in the contract if something goes wrong? It is a list of dependencies.

The AI register answers the questions that come from the workplace and the DPO: which AI tools do we use, which data goes in, what have we decided for each tool, on what condition and when do we review it? It is a list of decisions.

FieldRegister of information on ICT third partiesAI register
Vendor, country of establishmentYesYes
Contract, term, subcontractorsYes, the coreOnly whether there is one
Supported function and whether it is critical or importantYes, the coreUsually not
Which data goes inSometimes, in outlineYes, per tool and per purpose
Decision with conditionNoYes, the core
Review and triggerContractual milestoneDate plus triggering event
Allowed alternativeNoYes
Tools without a contractDo not fitBelong in it, with no decision yet

The last row matters most. A register of contractual arrangements has no room for a service with no arrangement. An AI register does, and must, because that service is precisely the least managed risk.

Where do they overlap, and where do they differ?

The overlap is in the vendor facts: who the vendor is, where it is established, where processing takes place, which subcontractors it uses and whether there is a contract and a data processing agreement. Those facts change when the vendor changes, not when the organisation decides something. So they belong in one place, and the other list refers to it.

What differs is the purpose of each list. The criticality of a function is a risk judgement about the entity; the decision per tool is a policy choice about use. The same vendor can provide a critical service (the policy administration system) and an AI feature the organisation decides on separately (the summariser inside that same application). Those are two rows, each in the register where it belongs, with a reference.

How do you avoid duplicate work?

Three working rules, and they are duller than a new system.

One owner per field. The risk function is the source for contract, function and criticality. The DPO or the CISO is the source for data use, decision and condition. The business owns each tool and answers the questions when it is reviewed. Our article on who is responsible for the AI register sets out who plays which role, and why "the DPO will handle it" does not work.

One procedure per new tool. An AI service that someone spots goes into the AI register with no decision yet. If it is allowed, procurement follows and it enters the register of information with a contract; the AI register then refers to that row. If it is not allowed, the decision and the alternative are recorded in the AI register and it never reaches the third-party register. Nobody enters a tool twice, and the path each tool took stays visible.

One review cycle. A changed contract, a new AI feature from an existing vendor, an incident or a new use triggers a review of both lists at once. Our article on keeping an AI register up to date lists those triggers and how to turn them into a routine.

What feeds the registers?

Both registers describe what the organisation knows. The question neither answers is what falls outside that knowledge.

An insurer has Microsoft in the register of information, with Copilot as the allowed AI, and the vendor of the claims software, which gained a summarising feature in an update. The AI register has four rows. When the organisation looks for the first time at which AI domains are opened in the browser, ChatGPT, Perplexity, a transcription tool and a browser extension that rewrites emails are added. Two of those have no decision yet and none has a contract. Nobody did anything wrong. It shows that a register you maintain describes what you knew, while a register fed by observed use describes what is there.

That observation needs no data about people. Which domain, how often, in which period and whether a decision exists: that is enough to see which row is missing from both lists. Our article on moving from shadow AI to an up-to-date AI register describes the step from observation to an accurate register.

BeeSensible links a catalogue of over 1,000 assessed AI tools to the use observed in the organisation, at domain level only and with no user ID. For each tool, the catalogue already holds the vendor, country, hosting region, training policy and whether a data processing agreement is available; the organisation records its own decision in the AI register. The register of information stays where it is; what BeeSensible adds is the list of services missing from it.

AI register
AllowedUnder reviewNot allowedAll tools
Search by tool, vendor, domain or former name…
1,012 tools
DeepSeek
Critical · 90/100
Not allowed
Otter.aiNew
High · 68/100
No decision yet
Grok
High · 67/100
Not allowed
ChatGPT
High · 62/100
Allowed
Perplexity
Medium · 55/100
No decision yet
HeyGen
Medium · 53/100
No decision yet

Every tool, scored for risk

Over 1,000 AI tools, each scored from Low to Critical. Nothing is approved or blocked until someone decides.

More about AI Governance

The financial services page shows how this fits the wider approach for the sector, and the other articles on the subject are under AI governance.

Put the two lists side by side and cross out duplicated vendor facts until each one is in a single place. Then add the third list, of what is actually opened, and start with whatever is on neither.

FAQ

Common questions

Is an AI register the same as the DORA register of information?

No. The register of information describes the contractual arrangements with ICT third parties and which functions their services support. An AI register describes which AI tools are in use, which data goes into them and what the organisation has decided per tool. The same vendor can appear in both, with different fields. Neither replaces the other.

Can the AI register be part of the register of information?

For tools with a contract it can, if there is room for the extra fields (data, decision, condition, review). It breaks down for tools without a contract: they belong in an AI register but do not fit in a register of contractual arrangements. That is why many organisations keep two lists that refer to each other.

Who owns which register?

The register of information usually belongs to the risk or compliance function, because it is about ICT risk and contracts. The AI register often belongs to the DPO or the CISO, with the business owning each tool. Agree for each field who is the source, so that a country of establishment or a subcontractor is not recorded differently in two places.

How do you stop both registers going stale?

By updating them whenever something triggers a review, and also feeding them with observed use: which AI domains are opened across the organisation, and which of those appear in neither list. That needs no data about people; the domain, the count and the period are enough.

What do you do with an AI tool that is used but has no contract?

Add it to the AI register with no decision yet, and assess it. If it is allowed, procurement follows and it goes into the register of information with a contract. If it is not allowed, the decision and the alternative are recorded in the AI register and it never needs to join the third-party register. That way you can trace the path each tool took.

Portrait of Rens Timmermans from BeeSensible

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